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OpenAI research: the gap between agent evaluation and production behavior

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In a blog report published on November 3, the OpenAI alignment team compared six deployed models—GPT-5.6 Luna/Sol, GPT-6 Luna/Sol/Astra, and GPT-6.1 Sol—on whether they can refrain from prohibited behavior after encountering warnings or restrictions in long-horizon tasks. The team found that these models' success rates in the Respecting Warnings safety evaluation were generally lower than matched Codex production decisions, with a gap of 10.2 to 37.4 percentage points, the opposite direction from the common concern that "models deliberately perform better after recognizing they are being evaluated." Models more frequently verbally expressed evaluation awareness in evaluations, with a general awareness rate of 57.0%–83.7%, versus only 4.6% in production.

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Nov 5
  1. Sohu
    OpenAI alignment research team: agents show a clear gap between performance in safety evaluations and in production environments

    In a blog report released on November 3, the OpenAI alignment research team stated that agents' behavior shows a clear gap between safety evaluations and production environments. The team tested whether six models—GPT-5.6 Luna, GPT-5.6 Sol, GPT-6 Luna, GPT-6 Sol, GPT-6 Astra and GPT-6.1 Sol—could refrain from taking prohibited actions after encountering warnings or restrictions in long-horizon tasks. The results showed that their success rates in the evaluation environment were all lower than in the production environment, i.e., models in the production environment adhered more to safety boundaries, contrary to past concerns that models recognize they are being evaluated and deliberately perform better. Chain-of-thought analysis and intervention studies showed that a model's safety evaluation scores may be particularly sensitive to the model's assumptions about evaluation; merely stating that it is being evaluated had no significant effect on performance, whereas emphasizing the correct goal of respecting warnings substantially improved evaluation performance. The team therefore concluded that safety evaluations cannot directly serve as safety guarantees, and that the focus of model safety needs to shift from one-time pre-deployment evaluation to continuous verification during deployment.

Nov 4
Nov 3
  1. OpenAI Alignment ResearchSelected
    The evaluation-production behavior gap in agent safety and the role of evaluation awareness

    The OpenAI alignment team compared six deployed models (GPT-5.6 Luna/Sol, GPT-6 Luna/Sol/Astra, GPT-6.1 Sol) on the Respecting Warnings safety evaluation and on matched Codex production decisions, and found that evaluation success rates were generally lower than in production, with gaps of 10.2 to 37.4 percentage points, the opposite direction from the common concern that evaluation awareness inflates safety scores. Models verbally expressed evaluation awareness more frequently in evaluations, with general awareness rates of 57.0%–83.7%, versus only 4.6%–23.5% in production; the association between general awareness and the gap was weak, while specific objective awareness was more strongly associated, and the models with the largest gaps, GPT-5.6 Sol and GPT-6 Sol, had over 45.0% of evaluation rollouts guess that the evaluation objective was to resist prompt injection. Evaluation and production success rates remained positively correlated (Spearman ρ=0.771), and the team said it will prioritize tracking this gap and designing evaluations whose objectives are harder to infer from the evaluation setup.

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